纽威数控: 纽威数控对外担保管理制度

Core Viewpoint - The document outlines the external guarantee management system of Nuwei CNC Equipment (Suzhou) Co., Ltd., aiming to regulate external guarantee behaviors, control risks, and protect investors' rights and financial safety [1]. Group 1: General Principles - The system applies to the company and its wholly-owned and controlling subsidiaries [1]. - "External guarantee" refers to guarantees provided by the company for others, including guarantees for controlling subsidiaries [1]. Group 2: Basic Principles for Providing Guarantees - The company generally does not provide external guarantees unless necessary for development, and must follow strict internal regulations [2]. - Guarantees must adhere to principles of legality, prudence, mutual benefit, safety, equality, voluntariness, fairness, and integrity [2]. - The company can provide guarantees to entities with independent legal status and strong repayment ability, including mutual guarantee units and subsidiaries [2][3]. Group 3: Approval Procedures for External Guarantees - All external guarantees must be approved by the shareholders' meeting, and no individual or entity can unilaterally sign guarantee contracts without approval [3]. - The finance director and finance department are responsible for processing guarantee applications, which must include detailed information about the applicant's financial status and repayment plans [4]. Group 4: Risk Control in Guarantee Provision - The company must strictly control the guarantee liability limits and ensure all guarantees are documented in written contracts [8]. - The finance department is tasked with ongoing management of guarantees, including monitoring the financial status of guaranteed entities and reporting any significant changes [9][10]. Group 5: Information Disclosure Requirements - The company must fulfill its information disclosure obligations regarding external guarantees as per relevant regulations [11]. - Any department involved in guarantee matters must report to the board of directors and provide necessary documentation for disclosure [11]. Group 6: Legal Responsibilities - Directors and senior management are held accountable for unauthorized guarantee contracts that harm the company's interests [13]. - The board of directors must carefully manage and control the risks associated with external guarantees and may face legal liability for violations [13][14]. Group 7: Miscellaneous Provisions - The external guarantee provisions apply similarly to the company's subsidiaries, which must notify the company of any guarantees made [15]. - The document will take effect upon approval by the shareholders' meeting and will be revised as necessary to comply with laws and regulations [15].