Core Points - The Hong Kong Securities and Futures Commission (SFC) has completed the distribution of approximately HKD 19 million to affected clients of Hong Kong Macro Investment Limited as compensation, following a court order expected in January 2025 [1] - The SFC initiated legal proceedings in November 2022 after detecting financial misconduct by Hong Kong Macro, leading to the appointment of a manager to recover and manage the company's assets [1] - The investigation revealed that the sole director and shareholder of Hong Kong Macro, Chan Kei, sold securities without client authorization, misappropriated the proceeds, and forged client statements to conceal unauthorized transactions [1] - Chan admitted to misappropriating approximately HKD 58 million from clients between 2011 and 2019 and was sentenced to 160 hours of community service after expressing remorse and repaying affected clients [1] Regulatory Actions - The SFC's actions demonstrate a commitment to maintaining market integrity and enhancing investor protection, emphasizing zero tolerance for dishonest behavior by intermediaries [2] - The SFC aims to uphold public confidence in the financial market through strict enforcement of regulations [2]
香港证监会：由法庭委任的管理人已成功向香港宏侨客户分配1900万港元资产
智通财经网·2025-07-23 08:58