3名证券从业人员违规炒股被罚，其中一人为深圳“95后”

Core Viewpoint - The Xiamen Securities Regulatory Bureau issued three administrative penalty decisions against brokerage employees for illegal stock trading activities, involving two brokerages: Jinyuan Tongyi Securities and Changcheng Guorui Securities [1][2][3] Group 1: Penalty Details - Chen Zhongbin from Changcheng Guorui Securities engaged in stock and convertible bond trading from March 19, 2021, to January 4, 2023, with a total transaction amount of 1.9246 million yuan and a profit of 4,069.91 yuan, leading to a penalty of 40,000 yuan and confiscation of illegal gains [1][2] - Zheng Han, also from Changcheng Guorui Securities, traded stocks and convertible bonds from February 7, 2022, to February 1, 2024, with a total transaction amount of 5.7667 million yuan and a loss of 48,600 yuan, resulting in a 40,000 yuan fine but no confiscation of illegal gains [2][3] - Wang Jian from Jinyuan Tongyi Securities, residing in Shenzhen, traded stocks from March 20, 2022, to August 31, 2024, with a total transaction amount of 9.7917 million yuan and a profit of 5,579.29 yuan, facing a 40,000 yuan fine and confiscation of illegal gains [2][3] Group 2: Regulatory Context - All three cases involved violations of the Securities Law, specifically regarding illegal trading activities by brokerage employees, with uniform penalties of 40,000 yuan and confiscation of illegal gains where applicable [2][3]