大连圣亚: 关于最近五年被证券监管部门和证券交易所采取监管措施或处罚及整改情况的公告

Summary of Key Points Core Viewpoint Dalian Shengya Tourism Holdings Co., Ltd. has disclosed its recent regulatory measures and penalties imposed by securities regulatory authorities over the past five years, along with the corresponding rectification measures taken by the company. Group 1: Regulatory Penalties - The company received a warning and a fine of 300,000 yuan for exceeding the reporting threshold for shareholding changes and a fine of 15 million yuan for trading during the restriction period [1] - The Shanghai Stock Exchange issued a public reprimand to the shareholder, Pankin Equity Investment Fund Management (Shanghai) Co., Ltd., for failing to stop trading after reaching a 5% shareholding and for incomplete disclosure of information [2][3] - The company faced a warning from the Shanghai Stock Exchange for failing to timely and prudently handle information disclosure matters, violating relevant regulations [4][6] Group 2: Rectification Measures - The company has emphasized the importance of information disclosure and is continuously improving its management practices to ensure the accuracy and completeness of disclosures [4][6] - The company has taken steps to enhance communication with regulatory authorities and improve the quality of information disclosure [9][11] - The involved parties, including former executives, have ceased to hold any positions within the company since March 6, 2023, following the penalties [1][3][11]