新劲刚: 董事、高级管理人员持有和买卖公司股票管理制度(2025年7月)

Core Points - The document outlines the management system for the holding and trading of company stocks by directors and senior management, ensuring compliance with relevant laws and regulations [2][3][4] Group 1: General Principles - The system is established to strengthen the management of stock holdings and trading by directors and senior management, in accordance with various laws and regulations [2] - The system applies to directors, senior management, and other specified individuals or organizations involved in stock trading [2][3] Group 2: Trading Procedures - Directors and senior management must be aware of legal prohibitions against insider trading and market manipulation before trading [3] - A trading plan must be submitted three trading days in advance, and trading cannot occur until a response is received from the board secretary [3][4] Group 3: Reporting and Disclosure - Directors and senior management must report their stock holdings and any changes to the Shenzhen Stock Exchange in a timely manner, ensuring the information is accurate and complete [4][8] - A specific form must be filled out to report any changes in stock holdings, which must be submitted within two trading days of the change [10][11] Group 4: Transfer Restrictions - There are specific restrictions on the transfer of shares, including a prohibition on trading within six months of buying or selling shares [8][9] - Directors and senior management are not allowed to transfer shares under certain conditions, such as during the first year of stock listing or within six months after leaving the company [9][10] Group 5: Penalties for Violations - Violations of the trading rules may result in internal criticism, mandatory training, and the company retaining any profits made from such violations [11][12] - Serious violations may lead to disciplinary actions against the responsible individuals [11]