清越科技: 清越科技关于收到江苏证监局警示函的公告

Core Viewpoint - Suzhou Qingyue Optoelectronics Technology Co., Ltd. received a warning letter from the Jiangsu Securities Regulatory Bureau due to violations related to fundraising, financial accounting, and undisclosed related party transactions [1][2][3] Group 1: Violations Identified - The company misused raised funds by transferring them to a general settlement account to purchase bank wealth management products in 2023 [1] - The financial accounting for the newly added CTP+OLED product trading business was not compliant, as the company recognized revenue using the gross method instead of the net method, leading to a correction of 13.67 million yuan in the third quarter report [2] - There was an undisclosed related party transaction with Zaozhuang Hongyuan Construction Engineering Company, controlled by a close relative of the company's actual controller, involving a payment of 3.63 million yuan for engineering contracts [2][3] Group 2: Regulatory Actions and Company Response - The violations contravened the regulatory requirements for the management and use of raised funds and information disclosure, with the chairman and financial director held primarily responsible [3] - The Jiangsu Securities Regulatory Bureau issued a warning letter, which will be recorded in the securities and futures market integrity archive, and the company is required to submit a written report within ten working days [3] - The company acknowledged the issues raised in the warning letter and committed to improving compliance, enhancing information disclosure quality, and preventing future occurrences [3][4]