和胜股份: 对外投资管理制度

Core Viewpoint - The document outlines the investment management system of Guangdong Hesheng Industrial Aluminum Co., Ltd., aiming to standardize external investment behaviors, reduce investment risks, and enhance investment returns while ensuring compliance with relevant laws and regulations [1][2]. Group 1: Investment Definition and Principles - The term "investment" includes risk investments, long-term equity investments, entrusted financial management, and other legally defined investment methods [1]. - Investment activities must comply with national laws, align with the company's development strategy, and promote optimal resource allocation for economic benefits [1]. Group 2: Investment Decision-Making and Procedures - The company's shareholders' meeting and board of directors serve as the decision-making bodies for investments, adhering to legal and regulatory frameworks [2][3]. - The investment process involves conducting feasibility studies, drafting reports, and obtaining necessary approvals from the board or shareholders for significant investments [3][4]. Group 3: Investment Management and Monitoring - The board office is responsible for managing the entire investment process, including planning, monitoring project progress, and reporting to the board [6][7]. - The finance department evaluates investment effectiveness and manages daily operations related to external investments [3][6]. Group 4: Investment Recovery and Transfer - The company can recover investments under specific conditions, such as project completion, bankruptcy of the invested company, or other contractual stipulations [9]. - Investment transfers are permissible when projects diverge from the company's direction, incur continuous losses, or when urgent funding is needed [9]. Group 5: Compliance and Oversight - The internal audit department oversees investment activities, ensuring compliance with authorization procedures and the legality of investment plans [8]. - The company must maintain strict internal controls over investment risks and cannot use bank credit funds for stock market investments [7].