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拓荆科技: 中信证券股份有限公司关于拓荆科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing·2025-08-04 16:47

Core Viewpoint - CITIC Securities is conducting a qualification review for shareholders of Tuojing Technology Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1] Group 1: Delegation of Inquiry Transfer - CITIC Securities received a delegation from the shareholders of Tuojing Technology to organize and implement the inquiry transfer [2] Group 2: Qualification Review of Shareholders - CITIC Securities conducted a qualification review of the transferring shareholders, who provided a commitment letter regarding the transfer of shares [2] - The review process included interviews and inquiries with the shareholders, as well as the collection of relevant documents [2] - The review confirmed that the transferring shareholders are legally established limited partnerships and are in good standing [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 3: Compliance with Regulations - The transferring shareholders have not violated any regulations regarding share reduction or made any commitments [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The transferring shareholders are not the controlling shareholders or actual controllers of Tuojing Technology [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 4: Review Opinion - CITIC Securities concluded that the transferring shareholders meet the qualifications required by the relevant regulations for the inquiry transfer and do not fall under any prohibitive circumstances outlined in the guidelines [22]