事涉十年前项目，东海证券被罚没6000万元

Core Viewpoint - Donghai Securities has been fined 60 million yuan by the China Securities Regulatory Commission (CSRC) for failing to exercise due diligence in a major asset restructuring project, which involved significant omissions and false records in their advisory role [1][2]. Group 1: Regulatory Actions - The CSRC found that Donghai Securities did not properly designate a lead financial advisor for ongoing supervision, failed to prudently verify reports from other intermediaries, and did not maintain professional skepticism regarding the target company's performance commitments [1]. - The penalty includes a business income confiscation of 15 million yuan and a fine of 45 million yuan, based on violations of the Securities Law [1]. Group 2: Company Response - Donghai Securities has accepted the administrative penalty and is committed to reflecting on the issues, enhancing management, and improving compliance with regulatory requirements [2]. - The company emphasizes that the penalty has not significantly impacted its operational activities or financial status, asserting that its business operations remain normal and financial condition stable [2]. Group 3: Company Background and Performance - Donghai Securities was established in 1993 in Changzhou and was one of the first ten innovative pilot brokerages in 2005, listing on the National Equities Exchange and Quotations in 2015 [2]. - According to the 2025 semi-annual report, the company achieved an operating income of 815 million yuan in the first half of the year, representing a year-on-year increase of 38.07%, and a net profit attributable to shareholders of 106 million yuan, up 231.01% year-on-year [2].