今日视点：券商投顾要全方位提升执业能力

Group 1 - The number of securities investment advisors in China has reached 89,400 by June 2025, an increase of 2.88% from 86,900 at the end of 2024, indicating a growing trend in the industry [1] - The transformation of brokerage wealth management business is a key driver behind this growth, allowing firms to expand service areas, enhance customer loyalty, and diversify profits for sustainable development [1] - Investment advisors are required to improve their professional skills and service capabilities to provide better services to investors, becoming effective assistants in wealth management [1] Group 2 - Investment advisors must adhere to compliance standards as their professional quality and ethical conduct directly impact market fairness and transparency [2] - There have been instances of advisors breaching compliance, leading to penalties for misleading marketing, inadequate investment advice, and failure to disclose the basis for recommendations [2] - Compliance is emphasized as essential for survival in the industry, urging firms to strengthen internal controls and address violations promptly [2] Group 3 - The wealth management industry is undergoing significant changes, with a focus on investor-centric advisory services becoming central to development [3] - As residents' asset allocation needs become more diverse and professional, there is a growing demand for personalized investment advice and asset allocation plans [3] - Advisors are expected to select quality products and understand client needs, making dynamic adjustments based on risk tolerance and investment goals to create stable returns for investors [3]