Core Viewpoint - The China Securities Association is seeking industry feedback on the draft standard for the stability assurance system of securities industry information systems, aiming to enhance the security and stability of network and information systems in the capital market [1][5]. Group 1: Current Issues in System Stability - The securities market requires high continuity in trading, and any anomalies in trading systems can directly impact investor rights and market order [2]. - The complexity of system architecture has significantly increased due to the widespread adoption of technologies like cloud computing and distributed architecture, making traditional maintenance models inadequate [2]. - Current practices in stability management include change control, emergency response, and monitoring mechanisms, but the passive maintenance model struggles to meet business demands due to the exponential increase in system complexity [2]. Group 2: Proposed "Three-in-One" Assurance System - The draft standard aims to integrate best practices from leading securities firms to provide a practical framework for stability assurance, promoting the digital, standardized, and collaborative development of technical capabilities across the industry [3]. - The standard emphasizes a "three-in-one" framework for stability assurance, which includes organizational support, institutional guarantees, and process management, focusing on key processes such as stability architecture management and fault management [3][4]. - The standard incorporates advanced technologies like AI algorithms and big data analysis into stability management processes, establishing a data-driven approach to stability assurance [3]. Group 3: Industry Context and Policy Support - The stability of information systems in the securities industry is recognized as a core foundation for ensuring the safe operation of financial markets, especially in the context of accelerated digital transformation [5]. - Various policy documents, including the Financial Technology Development Plan (2022-2025) and the Securities and Futures Industry Technology Development Plan, emphasize the need to strengthen the stability assurance capabilities of financial institutions to prevent systemic risks [5].
事关券商交易系统稳定性!中证协出手!
Zheng Quan Shi Bao Wang·2025-08-07 09:29