Zheng Quan Zhi Xing·2025-08-07 10:14Core Viewpoint - The report outlines the self-examination of insider trading activities related to the major asset swap and related transactions of Anyuan Coal Industry Group Co., Ltd, conducted by CITIC Securities as an independent financial advisor [1][2]. Group 1: Insider Information and Trading Period - The insider information trading period for this transaction spans from six months prior to the announcement of the major asset swap until one day before the disclosure of the draft report on the transaction [1]. - The examination period is defined as October 3, 2024, to June 27, 2025 [1]. Group 2: Scope of Insider Information - The scope of insider information includes direct relatives of the insiders, such as parents, spouses, and adult children [2]. Group 3: Trading Activities of Insiders - Various insiders and their relatives engaged in buying and selling Anyuan Coal's A-shares during the self-examination period, with specific individuals listed in the report [2][3]. - The report includes a detailed table of individuals, their roles, cumulative shares bought and sold, and their ending shareholding status [3]. Group 4: Declarations and Commitments - Insiders, including Yan Chaojie and Li Longgen, have made declarations stating they did not leak insider information and that their trading activities were based on personal investment decisions, unrelated to the major asset swap [4][5]. - Commitments were made to comply with regulations against insider trading and to submit any trading profits to Anyuan Coal [4][5][6]. - Multiple insiders reiterated their lack of knowledge regarding any undisclosed information and confirmed that their trading actions were independent and based on market conditions [6][7].