保障信息系统稳定性 中证协就新规征求行业意见

Core Viewpoint - The China Securities Association is seeking industry feedback on the draft "Stability Assurance System Standards for Securities Industry" to enhance the stability of securities companies' networks and information systems [1][4]. Group 1: Current Issues in System Stability - The securities market requires high continuity in trading, and any system anomalies can directly impact investor rights and market order [2]. - The complexity of system architecture has increased significantly due to the widespread adoption of technologies like cloud computing and distributed architecture, making traditional maintenance models inadequate [2]. - Current risk perception is primarily reactive, lacking proactive data-driven risk identification capabilities, which makes it difficult to avoid potential hazards [2]. Group 2: Proposed "Three-in-One" Assurance System - The draft standards aim to integrate best practices from securities companies to provide a practical framework for stability assurance, promoting a shift towards intelligent, standardized, and collaborative development in the industry [3]. - The "Three-in-One" framework includes organizational support, personnel capability requirements, and goal management, ensuring a comprehensive approach to stability assurance [3]. - The standards incorporate advanced technologies such as AI algorithms and big data analytics into stability management processes, establishing a data-driven work model [3]. Group 3: Importance of Stability in Financial Markets - The drafting process involved nearly 20 industry experts, focusing on enhancing operational resilience and maintainability through digital means [4]. - The standards emphasize measurable stability evaluation factors, such as "fault monitoring discovery rate" and "recovery capability compliance rate," to create a closed-loop improvement mechanism [4]. - The stability of information systems in the securities industry is deemed essential for ensuring the safe operation of financial markets, as highlighted in various policy documents [5].