中证协就新规征求行业意见

Core Viewpoint - The China Securities Association is seeking industry feedback on the draft "Stability Assurance System Standards for Securities Industry" to enhance the stability of securities companies' networks and information systems, thereby improving the overall stability of the capital market [1][4]. Group 1: Current Issues in System Stability - The securities market requires high continuity in trading, and any anomalies in trading systems can directly impact investor rights and market order [2]. - The complexity of system architecture has significantly increased due to the widespread adoption of technologies like cloud computing and distributed architecture, making traditional maintenance models inadequate [2]. - Current risk perception during operation is primarily reactive, lacking proactive data-driven risk identification capabilities [2]. Group 2: Proposed "Three-in-One" Assurance System - The "Stability Assurance System Standards" aims to integrate best practices from securities companies to provide a practical framework for stability assurance, promoting a shift towards intelligent, standardized, and collaborative development across the industry [3]. - The proposed framework includes organizational support, personnel capability requirements, and goal management, ensuring that management requirements are actionable and traceable [3]. - The standards incorporate advanced technologies such as AI algorithms and big data analysis into stability management processes, establishing a data-driven approach to stability assurance [3]. Group 3: Importance of Stability in Financial Markets - The drafting of the standards involved nearly 20 industry experts, focusing on enhancing operational resilience and maintainability through digital means [4]. - The stability of information systems in the securities industry is deemed a core foundation for ensuring the safe operation of financial markets, as emphasized in various policy documents [5].