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山东证监局召开辖区新三板挂牌公司主办券商座谈交流会
Zheng Quan Shi Bao Wang·2025-08-08 11:58

Group 1 - The meeting organized by Shandong Securities Regulatory Bureau aimed to enhance the effectiveness of continuous supervision by lead underwriters for companies listed on the New Third Board [1][3] - The lead underwriter system is a fundamental and distinctive system in the New Third Board market, which has helped improve compliance awareness and quality of listed companies, with several high-quality enterprises successfully listing on the Beijing Stock Exchange [3] - The meeting emphasized the need for lead underwriters to seize new opportunities, address challenges, and enhance their professional capabilities in order to support the regulatory service framework [3] Group 2 - Key issues faced by lead underwriters in their advisory and continuous supervision roles were discussed, with multiple firms sharing experiences and suggestions for improvement [3] - The Shandong Securities Regulatory Bureau plans to maintain a dual focus on regulation and development, ensuring both projects and institutions are monitored effectively to promote the healthy and stable development of the New Third Board and Beijing Stock Exchange markets [3]