郑中设计: 董事和高级管理人员持有本公司股份及其变动的管理制度

Core Viewpoint - The company has established a set of regulations governing the management of shares held by its directors and senior management, in compliance with relevant laws and regulations [4]. Group 1: Share Transfer Regulations - Directors and senior management can transfer up to 1,000 shares at once without being subject to transfer ratio limits [2]. - Shares held by directors and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the position [4]. - The number of transferable shares for directors and senior management can increase proportionally if the company conducts equity distribution during the year [3]. Group 2: Reporting and Compliance - Directors and senior management must report any changes in their shareholdings within two trading days, and the company is required to announce these changes on the Shenzhen Stock Exchange [10]. - There are specific periods during which directors and senior management are prohibited from buying or selling company shares, such as 15 days before the annual or semi-annual report announcements [12]. - The company’s board secretary is responsible for managing the data and information related to the shareholdings of directors and senior management, ensuring compliance with reporting requirements [14]. Group 3: Penalties and Modifications - Violations of the share trading regulations may result in penalties from the China Securities Regulatory Commission and the Shenzhen Stock Exchange, as well as potential internal disciplinary actions by the company [15]. - The company will revise its regulations in accordance with any new requirements issued by the China Securities Regulatory Commission or the Shenzhen Stock Exchange [16].