Group 1 - The China Interbank Market Dealers Association issued severe warnings to several asset management firms for their involvement in non-market-based issuances and financial misconduct [1] - Jiangsu Yuning was warned for assisting multiple issuers in non-market-based issuance and receiving large financial subsidies [1] - Zhongyuan Futures was cautioned for failing to prudently verify the relationships between entrusted parties and issuers, effectively aiding in self-financing issuance [1] Group 2 - Fuxi Asset received a serious warning for assisting multiple issuers in non-market-based issuance and charging substantial financial subsidies or holding service fees [1] - Shanghai Huancai was warned for facilitating self-financing issuance through nested asset management plans [1] - Zhongzheng Pengyuan was criticized for sending rating upgrade proposals to potential subjects and failing to maintain effective separation between rating analysts and marketing personnel [1]
交易商协会对江苏煜宁、中原期货等5家机构予以警告
Xin Hua Cai Jing·2025-08-08 13:48