金融监管总局修订发布 《货币经纪公司管理办法》

Core Viewpoint - The revision of the "Management Measures for Currency Brokerage Companies" aims to enhance regulation, prevent financial risks, and promote high-quality development in the financial sector [1][3]. Group 1: Key Revisions - The administrative licensing matters have been optimized, including an increase in the registered capital requirements for currency brokerage companies to strengthen their risk resistance [2]. - The scope of business operations has been extended, allowing currency brokerage companies to provide matching services for transactions in currencies, bonds, foreign exchange, gold, and derivatives among financial institutions [2]. - Business operation rules have been detailed, specifying the entry requirements for brokerage business types and the scope of brokerage services, while reinforcing full-process management and regulatory requirements [2]. Group 2: Risk Management Enhancements - Risk supervision has been further strengthened, focusing on corporate governance, internal control, related party transaction management, and information disclosure [2]. - A risk-based approach has been adopted, with clear regulatory requirements for operational risk, compliance risk, information technology risk, data security management, and outsourcing management [2]. Group 3: Brokerage Behavior Regulation - Currency brokerage companies are required to establish a management mechanism for brokers and enhance the management of suspicious transactions, communication tools, and brokerage personnel records to prevent moral hazards [2]. - Prohibited activities in brokerage business have been clearly defined to protect customer rights and maintain market order [2].