BEKEN(SH:603068) Zheng Quan Zhi Xing·2025-08-08 16:23Core Viewpoint - The document outlines the management system for the shareholding and trading behavior of directors and senior management at Broadcom Integrated Circuit (Shanghai) Co., Ltd, emphasizing compliance with relevant laws and regulations regarding insider trading and share transfer restrictions [1][2][3]. Summary by Sections General Principles - The system is established to enhance the declaration, disclosure, supervision, and management of shareholding and trading activities by directors and senior management, in accordance with Chinese laws and regulations [1]. Prohibited Trading Activities - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing, within six months after leaving the company, or during investigations related to securities violations [2]. Trading Restrictions - Specific periods during which directors and senior management cannot trade company shares include 15 days prior to the announcement of annual and semi-annual reports, and 5 days prior to quarterly reports [3]. Information Declaration and Disclosure - Directors and senior management must ensure the timely, truthful, accurate, and complete declaration of their shareholding data. The company secretary is responsible for managing this data and reporting any violations to regulatory authorities [4]. Share Transfer Management - Directors and senior management can only transfer up to 25% of their total shareholding each year, with certain exceptions. They must report their share transfer plans 15 trading days in advance [5][6]. Reporting Changes in Shareholding - Any changes in shareholding must be reported within two trading days, including details such as the number of shares held before and after the change, the date, and the price [7][8].