博通集成: 博通集成内幕信息知情人登记管理制度

Core Points - The document outlines the insider information management system of Broadcom Integrated Circuit (Shanghai) Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations [1][2][3] Group 1: General Principles - The purpose of the system is to standardize the management of insider information, enhance confidentiality, and protect investors' rights [1] - The board of directors is responsible for managing insider information, with the chairman as the main person in charge and the board secretary overseeing implementation [2][3] Group 2: Scope of Insider Information - Insider information includes any non-public information that could significantly impact the company's operations, finances, or stock market price [6] - Specific examples of insider information include major changes in business strategy, significant asset transactions exceeding 30% of total assets, and major losses or debts [6][7][8] Group 3: Registration and Record-Keeping - The company must maintain accurate and complete records of insider information and the individuals who are privy to it, retaining these records for at least ten years [4][7] - A memorandum of significant events must be created for major transactions, detailing key decision-making points and involved personnel [10][11] Group 4: Confidentiality Management - Insider information must be disclosed only to a limited number of individuals before public release, and confidentiality agreements must be signed [15][16] - The company must ensure that all insider information is kept confidential and not used for trading or advising others to trade [18][19] Group 5: Accountability and Penalties - The company is required to conduct self-inspections regarding insider trading and report any violations to regulatory authorities [11][12] - Violations of the insider information management system can result in disciplinary actions, including termination and legal consequences [12][13]