NEO(SH:600184) Zheng Quan Zhi Xing·2025-08-08 16:23Core Viewpoint - The report outlines the verification opinion of Guosen Securities regarding the listing and circulation of part of the restricted shares of Shenzhen Luwei Optoelectronics Co., Ltd. after its initial public offering on the Sci-Tech Innovation Board [1][15]. Group 1: Restricted Shares Details - The restricted shares being listed for circulation are part of the company's initial public offering, totaling 77,621,400 shares, which accounts for 40.15% of the company's total share capital. The lock-up period is set for 36 months from the date of the company's IPO, with circulation starting on August 18, 2025 [2][14]. - The company’s total share capital was 133,333,600 shares as of December 31, 2022, which increased to 193,333,720 shares after a capital increase of 60,000,120 shares [2][14]. Group 2: Shareholder Commitments - The four shareholders holding the restricted shares have committed not to transfer or entrust the management of their shares for 36 months post-IPO. If the closing price falls below the issue price at the end of the six-month period after listing, the lock-up period will automatically extend for another six months [3][4]. - Shareholders are also required to comply with relevant regulations regarding share reduction and must return any gains from violations of these commitments to the company [6][9]. Group 3: Verification and Compliance - Guosen Securities has verified that all shareholders have adhered to their commitments regarding the restricted shares, and the listing and circulation of these shares comply with relevant laws and regulations [14][15].