浙江华业: 20-董事和高级管理人员持股变动管理制度

General Principles - The management system for the shares held by directors and senior management of Zhejiang Huaye Plastic Machinery Co., Ltd. is established to regulate their shareholding and changes in accordance with relevant laws and regulations [1][2] - Directors and senior management must comply with laws, regulations, and the company's articles of association regarding their shareholding [2] Share Registration and Locking - Directors and senior management are required to report their personal and immediate family members' information to the Shenzhen Stock Exchange within specified timeframes after changes occur [4] - The company must ensure that the information reported to the Shenzhen Stock Exchange is truthful, accurate, timely, and complete [5] Share Trading and Transfer - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares [11] - There are specific periods during which directors and senior management are prohibited from trading the company's shares, including 15 days before the annual and semi-annual report announcements [12] - Transfers of shares are restricted under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [13] Information Disclosure - Any changes in shareholding by directors and senior management must be reported to the company and publicly announced within two trading days [19] - If directors and senior management sell shares within six months of purchase, the profits must be returned to the company [20] Responsibilities and Penalties - Directors and senior management are responsible for ensuring the accuracy and timeliness of their reported data, facing legal consequences for non-compliance [23] - The board secretary is tasked with managing the data and information related to the shareholdings of directors and senior management [24] Supplementary Provisions - Any matters not covered by this system will be executed according to national laws and regulations [26] - The system will take effect upon approval by the company's board of directors [27]