石大胜华: 内幕信息知情人登记备案管理办法

Core Points - The article outlines the regulations for insider information management at Shida Shenghua New Materials Group Co., Ltd, emphasizing the importance of confidentiality and fair disclosure to protect investors' rights [2][3][9]. Group 1: Insider Information Management - The company establishes guidelines to manage insider information, ensuring compliance with relevant laws and regulations [2]. - The board of directors is responsible for managing insider information and must maintain accurate records of individuals with access to such information [2][3]. - The company must provide training to insider information personnel to ensure they understand their rights, obligations, and legal responsibilities [3]. Group 2: Definition of Insider Information - Insider information refers to non-public information that could significantly impact the company's operations, finances, or stock prices [5]. - Major events that could affect stock prices include significant changes in business strategy, major asset transactions, and substantial losses [6][7]. Group 3: Insider Information Personnel - Insider information personnel include company directors, senior management, and shareholders holding more than 5% of the company's shares [5][8]. - Other individuals who may access insider information due to their roles or business relationships with the company are also included [8]. Group 4: Registration and Record-Keeping - The company must maintain a detailed record of insider information personnel, including the timing and context of their knowledge of insider information [6][7]. - Records must be submitted to the information disclosure department and kept for at least ten years [8]. Group 5: Confidentiality and Accountability - All insider information personnel are obligated to keep insider information confidential and are prohibited from trading based on such information [9][10]. - The company has the right to hold individuals accountable for any breaches of confidentiality or insider trading [10].