General Principles - The company establishes investment behavior regulations to control risks and enhance returns, ensuring the safety and profitability of fund operations [1] - External investments are defined as various investment activities aimed at generating returns, applicable to the company and its subsidiaries [1] - Investments are categorized into short-term (up to one year) and long-term (over one year) based on the investment duration [1] Investment Principles - Investment activities must comply with national industrial policies and laws, align with the company's strategic planning, and be proportionate to the asset structure [2] - The company emphasizes scientific decision-making in its investment activities [2] Decision-Making Authority and Procedures - Investment approvals must adhere to the regulations set forth by the Company Law, Listing Rules, and the company's articles of association [6] - The company's decision-making bodies include the shareholders' meeting, board of directors, and general manager, with no other departments or individuals authorized to make investment decisions [7] - High-risk investments require approval from the board of directors or shareholders' meeting [3] Investment Management - The company’s investment management department is responsible for conducting feasibility studies and evaluations for external investment projects [15] - Financial management of investments is handled by the finance department, which oversees funding, registration, and compliance with borrowing and payment procedures [16] - The company must establish internal control systems to manage risks associated with securities investments [18] Investment Recovery and Transfer - The company can recover investments under specific circumstances, such as project completion or bankruptcy of the invested entity [26] - Investment transfers are permissible when projects diverge from the company's direction or show continuous losses [27] Additional Provisions - The company’s investment policies must comply with relevant laws and regulations, and any conflicts with these regulations will defer to the legal standards [30] - The board of directors is responsible for drafting and interpreting these investment regulations [32]
光格科技: 对外投资管理制度