Core Viewpoint - The document outlines the governance structure and regulations regarding the management of shares held by the board of directors and senior management of Guangdong Deguan Film New Materials Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2]. Summary by Sections General Provisions - The regulations are established to enhance the governance structure of the company and manage the shares held by directors and senior management [1]. - The rules apply to all shares held by directors and senior management, including those held in others' accounts and through margin trading [1]. Share Trading Declaration - Directors and senior management must declare their personal information to the Shenzhen Stock Exchange at specific times, including when they are newly appointed or when their information changes [5]. - The company and its directors must ensure the accuracy and timeliness of the declared information and accept legal responsibilities for any discrepancies [6]. Share Lock-up - Shares acquired by directors and senior management through various means are subject to lock-up periods, with 75% of newly acquired unrestricted shares locked for one year if the company has been listed for over a year, and 100% if listed for less than a year [7]. - Directors and senior management cannot transfer their shares for six months after leaving their positions [9]. Share Trading Regulations - Directors and senior management must notify the board secretary of their trading plans, and trading is prohibited during certain periods, such as before financial report announcements [11][12]. - There are restrictions on the transfer of shares under specific circumstances, including during the first year of listing and within six months post-departure from the company [12]. Information Disclosure and Responsibilities - Any changes in shareholdings must be reported within two trading days, including details of the changes [19]. - The board secretary is responsible for managing the data and ensuring compliance with disclosure requirements [20]. - Violations of these regulations may result in penalties from regulatory bodies and internal company sanctions [22]. Miscellaneous - The regulations will be executed in accordance with national laws and the company's articles of association, with the board of directors responsible for their formulation and modification [23][24].
德冠新材: 董事、高级管理人员所持公司股份及其变动管理制度