众兴菌业: 董事和高级管理人员所持公司股份及其变动管理制度

Core Points - The document outlines the management system for the shares held by directors and senior management of Tianshui Zhongxing Mushroom Industry Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [2][3][16] Group 1: General Provisions - The management system is established to strengthen the oversight of shares held by directors and senior management, in accordance with the Company Law and Securities Law of the People's Republic of China [2] - The system applies to directors, senior management, and other specified individuals or organizations holding shares in the company [2] - Shares held by directors and senior management include those registered in their names and those held in others' accounts [2] Group 2: Information Reporting - Directors and senior management must report their personal and immediate family members' information to the Shenzhen Stock Exchange within specified timeframes [7][8] - The reported information is considered an application for managing their shares according to relevant regulations [4] Group 3: Share Lock-up - Shares acquired by directors and senior management through various means are subject to a 75% automatic lock-up for newly acquired unrestricted shares within a year of the company's listing [6] - Conditions for transferring shares held by directors and senior management include performance assessments and lock-up periods [10] Group 4: Share Trading Restrictions - Directors and senior management are prohibited from transferring shares within six months of leaving their positions and are limited to selling no more than 25% of their holdings annually [7][16] - Specific periods are defined during which directors and senior management cannot buy or sell shares, particularly around financial report announcements [8][9] Group 5: Information Disclosure - Changes in shareholdings by directors and senior management must be disclosed within two trading days [12] - Any planned share reductions must be reported to the Shenzhen Stock Exchange 15 trading days in advance [21] Group 6: Compliance and Penalties - Violations of the share trading regulations result in the company reclaiming any profits made from such transactions [16] - The board of directors is responsible for interpreting and revising the management system [29]