必易微: 深圳市必易微电子股份有限公司董事、高级管理人员所持本公司股份及其变动管理制度

Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of Shenzhen Biyimi Microelectronics Co., Ltd, emphasizing compliance with relevant laws and regulations to maintain market order and transparency [2][3][4]. Summary by Sections General Principles - The management system is established to strengthen the oversight of shares held by directors and senior management, ensuring adherence to the Company Law, Securities Law, and other regulatory guidelines [2]. - The system applies to all shares held by directors and senior management, whether registered in their names or held through others [2]. Prohibited Trading Activities - Directors and senior management are prohibited from engaging in margin trading involving the company's stock [3]. - Specific conditions under which share reduction is not allowed include within one year of the company's stock listing and within six months post-resignation [3][4]. Share Transfer Regulations - Directors and senior management can transfer a maximum of 25% of their total shares annually, with exceptions for judicial enforcement or inheritance [4]. - Newly acquired shares can be transferred in the current year, while shares with restrictions will count towards the next year's transfer limit [5]. Trading Blackout Periods - Trading is restricted during specific periods, such as 15 days before the annual or semi-annual report announcements and 5 days before quarterly reports [9]. - Directors and senior management cannot sell shares within six months of purchase or repurchase shares within six months of selling [6]. Information Disclosure - The company secretary is responsible for managing and reporting the shareholdings of directors and senior management, ensuring timely and accurate disclosures [12][13]. - Any changes in shareholdings must be reported within two trading days, including details of the number of shares before and after the change [17]. Shareholding Changes Management - Directors and senior management must report their shareholding information at specific times, such as upon appointment or when personal information changes [18]. - Share transfers due to divorce or company restructuring must be disclosed promptly, with adherence to the established transfer limits [20][21]. Accountability - Violations of the share trading regulations may result in penalties from regulatory bodies and potential internal disciplinary actions [22]. - The company is required to maintain complete records of any violations and report them as necessary [10].