什么情况?基金经理利用未公开信息操作41只股票,趋同交易却亏了,还被罚60万
Mei Ri Jing Ji Xin Wen·2025-08-18 07:37

Core Viewpoint - A fund manager named Li Dan was penalized for engaging in trading activities related to undisclosed information during her tenure, resulting in significant losses despite a high volume of transactions [1][2][3]. Group 1: Regulatory Actions - The Tianjin Securities Regulatory Bureau issued an administrative penalty against Li Dan for controlling another securities account to conduct transactions based on undisclosed information related to the fund [1][2]. - Li Dan's actions included trading 41 stocks that were in line with the fund's transactions, accounting for 74.55% of the stocks and 72.77% of the total trading amount of 33.12 million yuan [1][2]. - The regulatory body determined that Li Dan's behavior violated Article 20, Section 6 of the Fund Law, leading to a fine of 600,000 yuan [1][3]. Group 2: Fund Performance and Background - Li Dan served as the fund manager for the Guoshou Anbao Core Industry fund from February 3, 2016, to February 8, 2024, and had a return of -7.77%, ranking in the bottom 10% of similar products [4][5]. - During the period of her trading activities from March 22, 2022, to February 8, 2024, the fund's net value dropped by nearly 30%, contributing to the losses from the synchronized trading [5]. - Li Dan had previously managed seven fund products, with five achieving positive returns during her tenure [5]. Group 3: Company Response - Guoshou Anbao Fund stated that the actions leading to the administrative penalty were personal to Li Dan and emphasized its commitment to compliance and high-quality development to protect the interests of its investors [6].