“80后”女基金经理“老鼠仓”曝光！不仅没盈利 还被罚60万元

Core Viewpoint - A recent case of "rat trading" has been exposed in the fund industry, involving a fund manager named Li Dan, who utilized undisclosed information for trading activities, leading to significant financial penalties [2][4]. Group 1: Case Details - The Tianjin Securities Regulatory Bureau disclosed the case on August 18, revealing that Li Dan engaged in trading activities based on non-public information while managing a fund from February 3, 2016, to February 8, 2024 [2][4]. - Li Dan was found to have made trades in 41 stocks, with a trading volume that accounted for 74.55% of the total trades and a monetary value of 33.12 million yuan, representing 72.77% of the total investment [5][6]. Group 2: Penalties and Legal Framework - As a result of her actions, Li Dan was fined 600,000 yuan, as her behavior violated Article 123 of the Fund Law [6]. - The evidence supporting the regulatory decision included company statements, trading records, and communication logs, which confirmed the illegal activities [5]. Group 3: Background of Li Dan - Li Dan, born in October 1982, has nearly 10 years of experience in the investment industry, having worked at China Galaxy Securities before joining Guoshou Anbao Fund in November 2013 [7][8]. - During her tenure at Guoshou Anbao Fund, she managed several funds, including the Guoshou Anbao Core Industry Flexible Allocation Mixed Fund, which experienced a decline of 7.77% in net asset value during her management period [9][10].