国寿安保基金前员工“老鼠仓"曝光，涉3300余万元，被罚60万元

Core Viewpoint - A recent case of "mouse warehouse" involving a fund manager has been exposed, leading to administrative penalties from the Tianjin Securities Regulatory Bureau against Li Dan, a former fund manager at Guoshou Anbao Fund [1][6][10] Group 1: Incident Details - Li Dan was found to have controlled a securities account to conduct trading activities related to undisclosed information from March 22, 2022, to February 8, 2024, resulting in a total buy-in amount of 33.12 million yuan, with a loss incurred [1][6] - The Tianjin Securities Regulatory Bureau imposed a fine of 600,000 yuan on Li Dan for violating the Fund Law [6][7] Group 2: Company Response - Guoshou Anbao Fund stated that the actions of Li Dan were personal and not representative of the company, emphasizing their commitment to compliance and high-quality development [2][10] Group 3: Fund Performance - The fund managed by Li Dan, Guoshou Anbao Core Industry, had a recent scale of 0.96 million yuan and a return rate of -4.53%, indicating poor performance [11] - Other funds managed by Li Dan also reported negative returns, with the highest return from Guoshou Anbao Stable Jia A at 39.53% [11] Group 4: Background Information - Li Dan joined Guoshou Anbao Fund in December 2013 and served as a fund manager from February 3, 2016, to February 8, 2024, during which time he had access to confidential investment information [3][9] - Despite the violations, Li Dan continued to manage other funds after leaving the implicated fund, raising questions about the company's monitoring practices [12]