Group 1 - The core issue revolves around a case of insider trading involving former fund manager Li Dan, who was fined 600,000 yuan by the Tianjin Securities Regulatory Bureau for controlling another person's securities account to conduct trades based on undisclosed information related to the fund [1][2] - Li Dan was employed at a fund management company from December 9, 2013, and served as a fund manager from February 3, 2016, until February 8, 2024, during which he was privy to confidential investment decisions and trading information [2][3] - The investigation revealed that from March 22, 2022, to February 8, 2024, Li Dan directed trades that mirrored the fund's transactions, resulting in a total of 41 stocks being bought in tandem, amounting to 33.12 million yuan, which represented 72.77% of the total trading amount, ultimately leading to losses [2] Group 2 - Li Dan's performance as a fund manager was notably poor, with a return rate of -7.77% from February 2016 to February 2024, ranking 716th out of 789 similar products [3] - Following the administrative penalty, Li Dan had already stepped down from all management positions at the fund company by September 4, 2024, citing company needs and personnel configuration as reasons for his departure [4] - The fund company has stated that the actions leading to the penalty were personal to Li Dan and emphasized its commitment to enhancing compliance culture and protecting the interests of its investors [4]
国寿安保前基金经理李丹因“老鼠仓”被罚60万元,公司回应
Nan Fang Du Shi Bao·2025-08-19 12:11