国科天成: 国泰海通证券股份有限公司关于国科天成科技股份有限公司部分首次公开发行前已发行股份及首次公开发行战略配售股份上市流通事项的核查意见
Zheng Quan Zhi Xing·2025-08-19 16:34

Core Viewpoint - The report outlines the verification opinions of Guotai Junan Securities Co., Ltd. regarding the listing and circulation of certain pre-IPO shares and strategic placement shares of Guoketech Technology Co., Ltd. following its IPO on the Shenzhen Stock Exchange's ChiNext board. Group 1: IPO and Share Capital Changes - Guoketech Technology Co., Ltd. issued 44.856477 million shares in its IPO, increasing its total share capital from 134.569431 million shares to 179.425908 million shares, with 34.089997 million shares being freely tradable post-IPO, accounting for 1.00% of the total share capital [1][10]. Group 2: Shareholder Commitments - Shareholders, including directors and senior management, have committed not to transfer or manage their pre-IPO shares for 12 months post-listing, with specific conditions for extending the lock-up period if share prices fall below the IPO price [2][3][6]. - The commitments include a stipulation that any transfer of shares after the lock-up period will not exceed 25% of their indirect holdings per year during their tenure [7][9]. Group 3: Compliance and Verification - The report confirms that all shareholders applying for the lifting of share restrictions have adhered to their commitments, and there are no violations affecting the listing of restricted shares [9][10]. - The verification by the sponsor institution indicates that the application for the lifting of share restrictions complies with relevant regulations and that the information disclosed by the company is accurate and complete [10].