Core Points - The document outlines the management system for the shares held by the board members and senior management of Wuxi Xinan Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system aims to strengthen the management of shares held by the company's directors and senior management, ensuring market order and compliance with laws such as the Company Law and Securities Law [1] - Directors and senior management must adhere to the restrictions on share transfers as stipulated by laws and regulations [2] - The term "senior management" includes positions such as general manager, deputy general manager, board secretary, and financial director [2] Group 2: Share Transfer Management - Certain conditions restrict the transfer of shares held by directors and senior management, including within one year of the company's stock listing and within six months after leaving the company [3][4] - Before trading shares, directors and senior management must submit a "Securities Trading Inquiry Letter" two trading days in advance for review [4][5] Group 3: Disclosure Requirements - If directors and senior management plan to reduce their shareholdings, they must disclose their reduction plans at least 15 trading days before the first sale [5] - Any changes in shareholding must be reported within two trading days to ensure transparency [9] Group 4: Additional Regulations - The document specifies that directors and senior management must not engage in margin trading of the company's shares [18] - It also outlines the penalties for violations of the established rules, including potential disciplinary actions and legal consequences [20][22]
锡南科技: 董事、高级管理人员所持本公司股份及其变动管理制度