GINWA(SH:600080) Zheng Quan Zhi Xing·2025-08-21 10:19Core Viewpoint - The company has established a comprehensive securities investment management approach to regulate its investment activities, mitigate risks, and protect the interests of the company and its shareholders [1][2]. Chapter Summaries Chapter 1: General Principles - The securities investment management measures are designed to comply with relevant laws and regulations, ensuring the safety of the company's funds and assets [1]. - Securities investment includes various activities such as new stock subscriptions, stock repurchases, and bond investments [1]. Chapter 2: Basic Principles - Securities investments must adhere to principles of legality, prudence, safety, and effectiveness, with a focus on risk control and investment efficiency [2]. - The company must not use funds that do not comply with national laws for securities investments [2]. - Professional personnel must be assigned for investment decision-making and risk control [2]. Chapter 3: Approval Authority - The Investment Management Department is responsible for daily management and operations of securities investments [3]. - Investments exceeding 10% of the latest audited net assets and over 10 million RMB require board approval [3]. - Investments over 50% of net assets and exceeding 50 million RMB must be submitted to the shareholders' meeting after board approval [3]. Chapter 4: Daily Management - The company must analyze the feasibility of investments and determine the scale and duration based on risk tolerance [4]. - The financial management department is responsible for fund management and accounting for securities investments [4]. Chapter 5: Risk Control - The company must strengthen management of bank accounts and funds, ensuring strict control over the allocation and use of funds for securities investments [5]. - Personnel involved in securities investments must possess strong theoretical knowledge and experience [5]. Chapter 6: Confidentiality and Isolation - All personnel involved in securities investment must adhere to confidentiality protocols and not disclose sensitive information without permission [6]. Chapter 7: Information Disclosure - The company must disclose relevant information about securities investments in accordance with regulatory requirements [7]. - The board must monitor the execution of investments and take immediate action in case of significant losses [7]. Chapter 8: Audit and Supervision - The audit committee has the authority to monitor securities investment activities and ensure compliance with regulations [8]. - Independent directors can inspect the use of funds for securities investments and may hire external auditors for special audits [8]. Chapter 9: Supplementary Provisions - The management measures will be revised in accordance with future legal and regulatory changes [8]. - The board is responsible for interpreting and amending these measures [8].