法兰泰克: 募集资金专项管理制度

Core Points - The document outlines the fundraising management system of Falan Tech Heavy Industry Co., Ltd, aiming to standardize the management of raised funds, improve usage efficiency, and protect investor interests [1][2][3] Fundraising Overview - Fundraising refers to the capital raised through public offerings of securities, including IPOs, rights issues, and convertible bonds, excluding funds raised for equity incentive plans [1] - Upon receipt of funds, the company must promptly conduct verification procedures and may open dedicated accounts for large amounts, ensuring funds for the same project are stored in the same account [2][3] Fund Storage Management - Funds must be stored in dedicated accounts approved by the board and cannot be mixed with other funds or used for non-designated purposes [3][4] - A tripartite supervision agreement must be signed with the sponsor or independent financial advisor and the commercial bank within one month of fund receipt [4][5] Fund Usage Management - Funds should primarily be used for main business operations and cannot be used for financial investments or to benefit related parties [6][7] - Any changes to the investment plan must be disclosed, and if significant issues arise, the company must announce them promptly [7][8] Fund Usage Supervision - The finance department must maintain a detailed ledger of fund usage, and internal audits should occur quarterly [15][16] - The board must report any discrepancies in fund usage and ensure compliance with the established management system [15][16] Changes in Fund Direction - Changes to the investment projects must be approved by the board and disclosed, ensuring that new projects align with the company's main business [9][10] - If funds are to be redirected for new projects, a feasibility analysis must be conducted, and the board must ensure that the changes enhance competitiveness and mitigate risks [10][11] Reporting and Disclosure - The company must disclose the status of fund usage in annual and semi-annual reports, including any changes in investment plans and the rationale behind them [16][17] - Any significant changes in fund management or usage must be reported to the stock exchange within two trading days [17][18]