千方科技: 投资管理制度

Core Viewpoint - The document outlines the investment decision-making procedures and governance structure of Beijing Qianfang Technology Co., Ltd, aiming to enhance decision efficiency, clarify responsibilities, and ensure compliance with relevant laws and regulations [2][4][16]. Investment Definition - Investment activities include equity investments in newly established enterprises, capital increases, stock and bond investments, and other financial activities aimed at profit or asset preservation [2]. Investment Decision Authority - The investment projects require approval from the general manager, board of directors, and shareholders' meeting based on the company's articles of association, with specific thresholds for different levels of authority [4][6][7]. Approval Thresholds - Shareholders' meeting approval is required for investments exceeding 50% of the company's audited total assets or net assets, with specific monetary thresholds set at 50 million yuan for net assets and 5 million yuan for net profit [4][5]. - The board of directors can approve investments that are between 10% and 50% of total assets, with specific monetary limits [6][7]. Securities and Financial Management - The company must adhere to regulations regarding securities investments, including prior board approval for significant investments and ensuring that funds are not used for speculative purposes [8][9]. - For entrusted financial management, similar approval processes are required, with specific thresholds for investment amounts [9][10]. Risk Management in Derivatives - The company is required to follow prudent practices in futures and derivatives trading, ensuring that such activities are aligned with risk management strategies [11][12]. Investment Project Management - Investment proposals must be analyzed for market potential, regulatory compliance, and alignment with the company's long-term strategy before being submitted for approval [13][14]. - The company must maintain comprehensive records of investment projects from inception to completion, ensuring accountability and transparency [15][16]. Responsibilities and Accountability - Company executives are responsible for managing investment risks and may face penalties for unauthorized or negligent investment decisions [16].