千方科技: 对外担保管理制度

Core Points - The company has established a comprehensive system to regulate external guarantees, aiming to control risks and ensure stable operations [1][2][4] - The system applies to the company, its wholly-owned subsidiaries, and controlled subsidiaries [1] - External guarantees require approval from the board of directors or shareholders, and branches or subsidiaries cannot provide guarantees without approval [1][2] Group 1: External Guarantee Regulations - The company must verify the creditworthiness of the guaranteed party before providing guarantees [1][2] - Guarantees for controlled shareholders or related parties must include counter-guarantees [1][2] - The board of directors is responsible for managing and implementing approved external guarantees [4][5] Group 2: Eligibility of Guaranteed Entities - The company can only provide guarantees to entities with independent legal status that meet specific criteria [6] - Guaranteed entities must have good credit, strong capital, and effective management capabilities [7] - The company cannot provide guarantees to entities with unclear ownership or those that have previously defaulted on debts [3][6] Group 3: Approval Procedures - The highest decision-making body for external guarantees is the shareholders' meeting, with the board of directors exercising decision-making authority based on the company's articles of association [4][5] - Guarantees exceeding 10% of the company's latest audited net assets require board approval and subsequent shareholder approval [5][6] - The company must conduct thorough investigations into the financial status and creditworthiness of the guaranteed party before making decisions [10][11] Group 4: Management and Monitoring - The finance department is responsible for coordinating and supervising the implementation of counter-guarantee measures [12][13] - The company must track the financial status and debt repayment of guaranteed entities throughout the guarantee period [13][14] - If a guaranteed entity shows signs of financial distress, the company must take necessary measures to control risks [15][16] Group 5: Disclosure Requirements - The company must disclose external guarantee matters promptly after board or shareholder approval [35][36] - Disclosure includes submitting relevant documents to the Shenzhen Stock Exchange [36] - If a guaranteed entity fails to meet repayment obligations, the company must disclose this information within 15 trading days [37]