Maxwell(SZ:300751) Zheng Quan Zhi Xing·2025-08-21 16:59Core Viewpoint - The document outlines the management system for the shares held and traded by the directors and senior management of Suzhou Maiwei Technology Co., Ltd, ensuring compliance with relevant laws and regulations regarding insider trading and share transactions [1][2]. Group 1: General Provisions - The management system is established to regulate the shareholding and trading activities of the company's directors and senior management, in accordance with various laws and regulations [1]. - The system applies to all shares held by directors and senior management, including those held in others' accounts [2]. Group 2: Reporting Share Transactions - The company secretary is responsible for managing the data related to the identity and shareholdings of directors and senior management, ensuring timely reporting to the Shenzhen Stock Exchange [5]. - Directors and senior management must report any changes in their shareholdings within two trading days of the occurrence [4]. Group 3: Trading Regulations - Directors and senior management must notify the company secretary of their trading plans before executing any transactions [8]. - Any shareholding changes must be reported and announced within two trading days, detailing the number of shares before and after the transaction [9]. Group 4: Prohibited Trading Conditions - Certain conditions prohibit the transfer of shares by directors and senior management, such as within one year of the company's stock listing or within six months after leaving the company [12]. - Trading is also restricted during specific periods, such as before the announcement of financial reports [13]. Group 5: Transfer Limitations - Directors and senior management can only transfer a maximum of 25% of their shares annually during their term and for six months after [18]. - Newly acquired shares through various means are subject to automatic lock-up periods, with specific percentages based on the duration of the company's listing [17]. Group 6: Responsibilities and Compliance - The company secretary is tasked with ensuring the accuracy and timeliness of the reported data by directors and senior management [27]. - Violations of the trading regulations may result in penalties from the China Securities Regulatory Commission and the Shenzhen Stock Exchange [29].