Zheng Quan Zhi Xing·2025-08-22 10:18Core Viewpoint - The document outlines the management measures for the shareholding changes of directors and senior management at Shanghai Haohai Biological Technology Co., Ltd, emphasizing compliance with various laws and regulations regarding insider trading and share transactions. Group 1: General Provisions - The management measures are established to regulate the shareholding of directors and senior management in accordance with the Company Law, Securities Law, and other relevant regulations [1][2]. - Directors and senior management are prohibited from engaging in margin trading or derivative transactions involving the company's shares [2]. Group 2: Information Reporting - Directors and senior management must report their shareholding information to the company secretary within specified timeframes, including changes in personal information and share transactions [5][6]. - The company secretary is responsible for managing and reporting the shareholding data of directors and senior management [4]. Group 3: Notification Requirements - Directors and senior management must notify the chairman or a designated director in writing before buying or selling company shares, and must receive confirmation before proceeding with the transaction [6][7]. - Any changes in shareholding must be reported to the board secretary within two trading days [7]. Group 4: Restrictions on Share Transfers - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [9][10]. - Specific periods are defined during which directors and senior management cannot trade company shares, particularly around the announcement of financial reports [9]. Group 5: Transfer Regulations - Directors and senior management can only transfer up to 25% of their total shareholding within a specified timeframe after their appointment [14]. - If the number of shares held is less than 1,000, they may transfer all shares without restriction [15]. Group 6: Special Provisions for Share Reduction - A reduction plan must be reported to the stock exchange 15 trading days prior to the first sale, detailing the number of shares, reasons for reduction, and compliance with regulations [21][22]. - Any significant corporate events must be disclosed alongside the progress of share reductions [22]. Group 7: Legal Responsibilities - Directors and senior management are liable for any violations of these management measures, and any illegal gains from such violations must be returned to the company [24][25].