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焦作万方: 中国银河证券股份有限公司关于本次交易符合《关于加强证券公司在投资银行类业务中聘请第三方等廉洁从业风险防控的意见》的相关规定之核查意见
Zheng Quan Zhi Xing·2025-08-22 16:48

Core Viewpoint - The independent financial advisor, China Galaxy Securities, confirms that both the advisor and the listed company, Jiaozuo Wanfang Aluminum Industry Co., Ltd., have complied with the relevant regulations regarding the hiring of third parties in investment banking activities, as per the guidelines issued by the China Securities Regulatory Commission [1][2]. Group 1: Independent Financial Advisor's Verification - China Galaxy Securities has not engaged in any direct or indirect paid hiring of third parties in relation to this transaction [1][2]. - The listed company, Jiaozuo Wanfang, has only hired specific third-party institutions required by law for this transaction, including a foreign law firm and local consulting firms for support services [1][2]. Group 2: Compliance with Regulations - Both the independent financial advisor and the listed company have adhered to the guidelines set forth in the "Opinions on Strengthening the Risk Prevention of Integrity in the Hiring of Third Parties by Securities Companies in Investment Banking Activities" [2].