Core Viewpoint - The China Securities Regulatory Commission (CSRC) has introduced interim regulations for internet marketing activities of futures companies to enhance supervision and protect the rights of traders, effective from October 9 [1][2]. Group 1: Regulatory Framework - The interim regulations consist of eighteen articles aimed at strengthening the oversight of internet marketing activities by futures companies [1][3]. - The regulations define internet marketing activities as commercial promotion of futures brokerage or trading consulting services via the internet [3]. Group 2: Key Requirements - Futures companies are required to conduct unified content audits for marketing materials to ensure compliance and legality [3]. - Companies must establish internal management systems for internet marketing and designate specific departments for unified management [3]. - Marketing personnel must be authorized and managed by the futures company, with a focus on training and supervision [3]. Group 3: Third-Party Management and Customer Protection - Futures companies must conduct prior evaluations and enter written agreements with third-party institutions, clearly outlining prohibited behaviors [3]. - Enhanced customer protection measures include risk warnings, transparent fee disclosures, and monitoring of unusual trading activities [3][4]. Group 4: Prohibited Practices - The regulations explicitly prohibit fraudulent or misleading marketing practices by futures companies and their employees [4]. - Companies are also barred from engaging in marketing practices that undermine fair competition [5]. Group 5: Supervision and Enforcement - The CSRC and its local agencies are empowered to conduct both off-site and on-site inspections of internet marketing activities [5]. - A mechanism for sharing regulatory information is established to promptly report and address illegal activities in the futures market [5].
加强期货公司互联网营销管理,证监会发文
Zhong Guo Zheng Quan Bao·2025-08-23 05:27