双元科技: 投资理财管理制度

Core Viewpoint - The investment management system of Zhejiang Shuangyuan Technology Co., Ltd. aims to standardize investment behavior, enhance fund operation efficiency, mitigate risks, and protect the rights of shareholders and the company [1][2]. Summary by Sections General Principles - The system is established based on relevant laws and regulations, including the Shanghai Stock Exchange's rules and the company's articles of association [1]. - "Investment management" refers to the management of idle funds through financial institutions to enhance cash asset returns while ensuring high safety and liquidity [1]. Transaction Principles - The company must adhere to principles of standardized operation, risk prevention, cautious investment, and value preservation [2]. - Investment products must be purchased in the company's name, and transactions should remain within approved limits [2][3]. - Risk prevention is emphasized, with a focus on short to medium-term, high liquidity, and low-risk investment products [3]. Approval Authority for Investment Management - The decision-making bodies for investment management include the chairman, board of directors, and shareholders' meeting [6]. - Transactions are categorized based on their size relative to the company's market value, with different approval requirements for different thresholds [4]. Management of Investment Products - The finance department is responsible for executing approved investment management activities, including risk assessment and investment application [8]. - The finance department must track the status of investment products and ensure timely reporting of any issues [9][10]. Risk Control for Investment Management - The internal audit department oversees the use of funds and compliance with regulations [9]. - The finance department is tasked with daily management and control of purchased investment products, ensuring separation of duties [11]. Information Disclosure - The company must comply with legal and regulatory requirements for timely information disclosure regarding investment activities [15]. - Specific personnel involved in investment management are prohibited from disclosing sensitive information before public announcements [11]. Other Provisions - In case of discrepancies between this system and other regulations, the latter will take precedence [13]. - The system is effective upon approval by the board of directors and is subject to revision as needed [13].