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亨通股份: 浙江亨通控股股份有限公司关于董事和高级管理人员所持本公司股份及其变动的管理办法

Core Points - The document outlines the management measures for the shares held by the directors and senior management of Zhejiang Hengtong Holdings Co., Ltd. [1] - It emphasizes compliance with relevant laws and regulations regarding insider trading and market manipulation [2] - The document specifies restrictions on share trading by directors and senior management under certain conditions [4][5] Group 1: General Provisions - The management measures are established to strengthen the oversight of shares held by directors and senior management [1] - The measures apply to all shares held in their name and those held through others, including securities accounts [1][2] Group 2: Trading Restrictions - Directors and senior management are prohibited from reducing their holdings under specific circumstances, such as within six months of leaving the company [2] - They cannot trade shares during designated blackout periods, including 15 days before the annual and semi-annual reports [3] - The maximum amount of shares that can be sold annually is limited to 25% of their total holdings [4] Group 3: Reporting and Disclosure - The company secretary is responsible for managing the data and information regarding the shares held by directors and senior management [7] - Directors and senior management must report their trading plans and obtain approval before executing trades [9][10] - Any changes in their shareholdings must be reported to the Shanghai Stock Exchange within specified timeframes [10][11] Group 4: Compliance and Penalties - Any profits from violations of trading regulations must be returned to the company, and severe violations may lead to legal consequences [17] - The document emphasizes the importance of accurate and timely reporting to ensure compliance with regulations [16]