亿嘉和: 亿嘉和科技股份有限公司筹资管理制度

General Principles - The fundraising management system of the company aims to standardize fundraising activities, reduce capital costs, minimize fundraising risks, and improve the efficiency of fund operations [1] - The system applies to the company and its subsidiaries, including wholly-owned and controlled subsidiaries [1] - Fundraising refers to both equity financing and debt financing, with equity financing involving activities such as issuing stocks and convertible bonds, while debt financing includes borrowing from banks or issuing corporate bonds [1] Fundraising Management Structure and Responsibilities - The finance department is responsible for borrowing from financial institutions, while the securities legal department and finance department handle stock and bond issuance activities [2] - No subsidiary or department may raise funds externally without company approval [2] - The company must comply with national laws and regulations regarding fundraising and adjust financial and tax handling methods in response to changes in laws [2] Equity Financing - The company must propose equity financing plans based on strategic development and operational needs, considering indicators like return on net assets [3] - The securities legal department coordinates with intermediaries to prepare issuance application documents, following legal and regulatory requirements [3] - Funds raised for specific purposes must be managed according to the company's fundraising management regulations [3] Debt Financing - Debt issuance plans must also be based on strategic and operational needs, requiring approval from the board and regulatory authorities [4] - The finance department manages all borrowing from financial institutions and must establish a comprehensive credit limit annually [4] - The company must maintain detailed records of fund collection, usage, and repayment to avoid penalties and ensure timely repayments [4] Fundraising Supervision - The company must effectively control and supervise the entire process of fund usage, ensuring funds are used according to the approved plan [5] - The finance department is responsible for accounting for fundraising activities and ensuring timely repayment of debts [5] - The audit and supervision department monitors fundraising activities, focusing on compliance with authorization procedures and the legality of fundraising plans [6] Additional Provisions - Any matters not covered by the system will follow national laws, regulations, and the company's articles of association [7] - The system becomes effective upon approval by the board of directors [7] - The board of directors is responsible for interpreting and revising the system [7]