香港证监会：汇丰因研究报告披露问题被罚420万港元

Group 1 - The Hong Kong Securities and Futures Commission (SFC) fined HSBC Holdings Limited HKD 4.2 million for violating disclosure regulations in its research reports on Hong Kong-listed securities [1] - The investigation revealed that from 2013 to 2021, HSBC failed to disclose or incorrectly disclosed its investment banking relationships with multiple companies in over 4,200 research reports [1] - The SFC criticized HSBC for not acting with appropriate skill and care, and for lacking effective systems and monitoring measures to ensure compliance with disclosure regulations and the accuracy of its research reports [1]