美诺华: 宁波美诺华药业股份有限公司董事、高级管理人员所持公司股份及其变动管理制度

Core Points - The document outlines the management system for the shareholding and trading activities of directors and senior management at Ningbo Meinuohua Pharmaceutical Co., Ltd, aiming to enhance compliance with relevant laws and regulations [1][2][3] Section Summaries General Provisions - The system is established to clarify procedures for managing the shareholding and trading of company stock by directors and senior management, in accordance with the Company Law and Securities Law of the People's Republic of China [1] - Directors and senior management are required to comply with this system and any commitments made regarding shareholding changes [2] Reporting Stock Trading Activities - Directors and senior management must notify the board secretary in writing before trading company shares, who will verify compliance with disclosure and regulatory requirements [4] - They are required to report and publicly announce any changes in shareholding within two trading days, including details such as the number of shares held before and after the change, the date, quantity, price, and reason for the change [6] Share Transfer Management - Certain conditions restrict the transfer of shares held by directors and senior management, such as within one year of the company's stock listing or within six months after leaving their position [8] - The maximum allowable transfer of shares during their term and six months thereafter is capped at 25% of their total shareholding [9] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the annual or semi-annual report announcements [13] - The board secretary is responsible for managing the data related to directors and senior management's shareholdings and ensuring compliance with reporting requirements [14] Accountability - Violations of the trading regulations may lead to disciplinary actions, including warnings, demotions, or civil liability for damages caused to the company [16] - The company must maintain complete records of any violations and report them to regulatory authorities as required [17] Miscellaneous - The system will take effect upon approval by the company's board of directors [20]