Vanward(SZ:002543) Zheng Quan Zhi Xing·2025-08-26 16:45General Principles - The risk investment management system aims to standardize risk investment and related information disclosure, prevent investment risks, enhance risk control, and protect the rights and interests of investors and the company [1][2] - Risk investments include securities, real estate, trust products, and other types recognized by the Shenzhen Stock Exchange, excluding fixed-income or guaranteed principal investments [1][2] Risk Investment Principles - Risk investments must comply with national laws and regulations, focus on risk prevention, and be proportionate to the company's asset structure [2] - The funding for risk investments must come from the company's own funds, and the scale of investment should not affect normal operations [2][3] Decision-Making Authority - All risk investments require board approval and must be disclosed in a timely manner [3] - Investments exceeding 50 million yuan must be approved by the shareholders' meeting after board approval [3] Investment Procedures - Securities investments must be conducted through accounts established in the company's name, and investments cannot be made using others' accounts [3][4] - The company is prohibited from making risk investments during specific periods related to the use of raised funds [4] Responsibilities and Management - The company president is the primary responsible person for risk investment management, while the board secretary oversees project operations and disclosures [5] - The finance department manages the funding for risk investments, and the audit department is responsible for auditing and supervising these projects [5] Project Evaluation and Reporting - Prior to investment, the board secretary coordinates evaluations of market prospects, industry growth, and compliance with regulations [6] - Independent directors must provide opinions on the compliance of investment approval processes and internal controls [6] Information Disclosure - The company must adhere to disclosure obligations as per Shenzhen Stock Exchange regulations, including submitting board resolutions and independent opinions within two trading days [7][8] - Annual disclosures are required if securities investments exceed 10% of audited net assets or generate profits exceeding 10% of audited net profits [8] Implementation and Amendments - The risk investment management system is effective upon board approval and will be revised as necessary to comply with national laws and regulations [9]