海天瑞声: 北京海天瑞声科技股份有限公司募集资金管理制度

Core Points - The company has established a fundraising management system to regulate the management and use of raised funds, ensuring the protection of shareholders' rights [1] - The raised funds must be used specifically for designated purposes, primarily in technology innovation and main business operations, adhering to national industrial policies [4][5] - The company must maintain transparency and accountability in the use of raised funds, with strict adherence to approved investment plans [10][12] Fund Management - The raised funds are to be stored in a special account approved by the board of directors, and any excess funds must also be managed within this account [7][8] - A tripartite supervision agreement must be signed with the sponsoring institution or independent financial advisor and the commercial bank within one month of the funds being in place [8][9] - The finance department is responsible for maintaining accurate accounting records related to the use of raised funds [9] Fund Usage - The company must use the raised funds strictly according to the investment projects approved by the shareholders' meeting and cannot change the use without proper authorization [10][11] - If there are significant changes in market conditions or delays in project implementation, the company must reassess the feasibility and disclose the situation [14][15] - Any temporary use of idle funds for working capital must be approved by the board and should not affect the normal investment plan [6][7] Supervision and Accountability - The company is required to disclose the actual use of raised funds accurately and promptly, especially if there are significant impacts on the investment plan [12][13] - The audit department must check the management and use of raised funds at least quarterly and report the findings [12][13] - Violations of the fundraising management system by directors or senior management may lead to penalties and compensation for losses incurred [14][15]