利欧股份: 对外投资管理制度

Core Points - The document outlines the external investment management system of Leo Group Co., Ltd, aiming to standardize investment behavior, control risks, and enhance decision-making efficiency [1][2] - The investment scope includes various forms such as establishing new enterprises, acquiring assets, and securities investments [1][2] - The principles of external investment emphasize compliance with laws, alignment with the company's strategic development, and ensuring expected returns [2][3] Investment Decision Authority - The approval process for external investments must adhere to relevant laws and the company's articles of association [3][4] - Certain investment matters require board approval if they meet specific thresholds, such as asset totals exceeding 5% of the company's audited total assets [3][4] - Investments that exceed 30% of total assets or involve significant revenue percentages must be submitted to the shareholders' meeting for approval [4][5] Organizational Structure for Investment Management - The shareholders' meeting and board of directors serve as decision-making bodies for external investments [14][15] - The general manager is responsible for organizing and implementing investment projects, reporting progress to the board [16][17] - The investment management department oversees project management, feasibility analysis, and post-investment management [18][19] Control and Execution Steps - The investment management department is tasked with initial project screening and comprehensive risk assessment [21][22] - Investment proposals must be submitted for approval following established procedures, and contracts must be signed before any payments are made [25][26] - The department is responsible for maintaining investment records and ensuring compliance with confidentiality and insider trading regulations [27][28] Post-Investment Management - Post-investment management involves monitoring the performance of invested entities and ensuring compliance with contractual obligations [32][33] - The company can divest or recover investments under specific circumstances, such as regulatory changes or poor performance [33][34] Information Disclosure - The company must comply with legal requirements for information disclosure regarding external investments [36][37] - Subsidiaries are responsible for reporting significant transactions to the parent company to ensure timely disclosures [38][39]