LEO(SZ:002131) Zheng Quan Zhi Xing·2025-09-07 09:14Core Viewpoint - The document outlines the confidentiality and archival management system for the overseas issuance of securities and listing by Liou Group Co., Ltd, emphasizing the importance of safeguarding national economic security and public interests during the process [1]. Group 1: Scope and Applicability - The system applies to the company, its subsidiaries, and the securities service institutions hired for the overseas issuance and listing [2]. - It covers the entire process of overseas issuance and listing, including preparation, application, review/filing, and listing stages [1][2]. Group 2: Confidentiality and Archival Management - The company and its securities service institutions must strictly adhere to relevant laws and regulations, enhancing awareness of confidentiality and archival management responsibilities [4]. - Any documents or materials involving state secrets must be approved by the competent authority before disclosure [5][6]. Group 3: Procedures and Compliance - The company must take remedial actions if any state secrets or sensitive information are leaked and report to relevant authorities [6]. - Work papers generated by securities service institutions in China must be stored domestically and cannot be transferred abroad without proper approval [11]. Group 4: Inspections and Accountability - The company is required to conduct regular self-checks on confidentiality and archival management and may request checks on securities service institutions [13]. - Violations of the confidentiality laws will result in legal accountability, and serious cases may be referred to judicial authorities [15]. Group 5: Implementation and Amendments - The system will take effect upon approval by the company's board of directors and will be subject to interpretation and amendments by the board [18][19].